Fiduciary Administration: Rethinking Popular Representation in Agency Rulemaking


Prof. Evan J. Criddle
Article appears in Issue 3
Citation: 88 Texas L. Rev. 441 (2010)

Over the last several decades, some scholars have argued that rulemaking by unelected agency officials imperils popular sovereignty.  The conventional wisdom is that federal law should resolve this problem by allowing the President to serve as a proxy for the “will of the people” in administrative rulemaking.  However, Professor Criddle suggests that a better solution for promoting popular representation in agency rulemaking is to extend private fiduciary duties to administrative agencies.

Professor Criddle begins by accepting the premise that federal agency rulemaking often diverges from the will of the electorate.  However, he rejects the notion that this inconsistency can be eliminated by equating the President’s preferences on questions of regulatory policy with the will of the people.  Empirical evidence has shown that presidents do not necessarily pursue administrative policies that are consistent with the views of the electorate.  Indeed, the notion that presidents might serve as reliable proxies for majoritarian preferences in agency rulemaking becomes indefensible once one acknowledges how little the public knows about agency rulemaking.

As an alternative to the presidential proxy argument, Professor Criddle proposes the adoption of a fiduciary model of popular representation.  Like fiduciaries in private law, all federal officers exercise discretionary administrative authority for the benefit of those subject to their power, and all are bound by duties of purposefulness, fairness, integrity, solicitude, reasonableness, and transparency.  Rather than focus on a representative’s obedience to the public will, fiduciary representation emphasizes agencies’ responsibilities to act deliberatively and reasonably in promoting the public welfare.

Responses in See Also:

Presidential Control Is Better Than the Alternatives

Prof. Richard J. Pierce

In this Response, Professor Richard J. Pierce, Jr. states that he is a proponent the presidential-control model, and that he disagrees with Criddle on various points.  First, Pierce suggests that Criddle inappropriately emphasizes the role of the judiciary in agency policy making.  Second, Pierce argues that Criddle's proposal of increasing the scope of notice-and-comment rulemaking and hard-look judicial review would exacerbate and already ossified and expensive system.  Finally, Pierce criticizes Criddle's insistence on transparency in some areas in government that ought to remain veiled.

The Challenges of Fiduciary Administration

Prof. Glen Staszewski

In his Response to Professor Criddle's proposal of a fiduciary model of popular representation in administrative regulation, Professor Staszewski generally agrees with Criddle's skepticism of the presidential-control model but identifies four challenges that scholars must overcome when developing alternative theories to the presidential-control model of administrative regulation.  First, he argues that scholars should account for the importance of elections.  Second, they should account for the proper role of political preferences.  Third, they must develop oversight mechanisms apart from judicial review that are not prohibitively expensive.  Finally, they should seek to reduce the fear of uncertainty accompanying the abandonment of the presidential-control model.